Environmental Legislation Website This Page Last Updated 27 October, 2008

Environmental Impact Assessment for Onshore Developments

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Legislation Back to Top
Key Legislation

EC Directive 85/337 lists two classes of project to which the Directive applies: Annex 1 Projects for which environmental assessment (EA) is mandatory; and Annex 2 projects for which EA is discretionary. In the 1985 Directive oil and gas development were Annex 2 projects. The 1997 Amending Directive made oil and gas developments Annex 1 Projects.

These Regulations transpose the EIA Directive as amended into Scottish planning law. The Regulations set out the statutory procedures, list the types of project to which they apply, specify the information to be contained in an environmental statement, list the consultation bodies and provide criteria for deciding whether projects are likely to have significant environmental effects.

These Regulations transpose the EIA Directive as amended into English and Welsh planning law.

Supporting Legislation
  • Town and Country Planning Act 1990 (for England and Wales)
  • Town and Country Planning (Scotland) Act 1997

These Acts are the primary legislation governing the planning process. The planning system regulates the development and use of land in the public interest, and is a method of reconciling the demand for development and the protection of the environment.

Any EIA being prepared must take account of the Habitats Directive and Birds Directive. Where a development is likely to have a significant effect on an "European Site" (defined by the EU Directives), the local planning authority must carry out an "appropriate assessment" of the implications for the site prior to giving consent for the development.

The Scottish Government has recently introduced the National Scenic Areas (Scotland) Regulations 2008. The regulations make minor amendments for certain projects requiring an EIA.

Guidance Notes

Scotland

Scottish Executive Circular - The Environmental Impact Assessment (Scotland) Regulations 1999

PAN 58 - Environmental Impact Assessment

England and Wales

DETR Circular 02/99 - Environmental Impact Assessment

Environmental impact assessment: guide to procedures

In addition, various planning policy guidance notes are available at the following links:

For Scotland - Scottish Executive Planning Advice Notes (PANs)

For England - Planning Policy Guidance Notes (PPG)

For Wales - Welsh Assembly Government Technical Advice Notes (TANs)

Consent Needed and How to Obtain It Back to Top
Requirement for EIA
EIA is mandatory for projects listed in Schedule 1 of the EIA Regulations.

Where an EIA is not automatically mandatory, dispensation must be sought from the local planning authority not to produce an ES. Projects requiring consideration are listed in Schedule 2 of the EIA Regulations and are determined on a case-by-case basis using criteria set out in Schedule 3.

The following provides guidance on

a) procedure to determine if an ES is needed

b) procedure if ES not needed

c) procedure if ES required

Procedure to Determine if ES needed
How to Apply for it
If the proposed project is listed in Schedule 2 and exceeds the associated thresholds, the operator can either decide for himself that an ES will need to be completed, or he can apply to the planning authority for a decision on whether an ES is needed. If the operator applies to the planning authority for a decision, the application must include:
  • A plan sufficient to identify the land;
  • A brief description of the nature and the purpose of the development and of its possible effects on the environment; and
  • Such other information or representations as the person making the request may wish to provide or make.

The planning authority will take into account the criteria listed in Schedule 3 of the Regulations when determining whether project shall be subject to EIA.

Who to Apply To
Application in writing to the appropriate planning authority.
When to Apply
The operator can apply to the appropriate planning authority at any time for a decision on the need for an ES, i.e. well in advance of a formal planning application. If the operator makes such an approach, the planning authority are required to give their decision with 3 weeks of receiving the application.
Procedure if ES not needed
No ES Required
If the planning authority decides that an ES need not be completed for the Schedule 2 listed project it will notify the operator of this decision. The operator may then proceed with the planning application.
Procedure for Preparing Regulatory Environmental Statement
How the Process is Initiated
An ES is either required because it is mandatory (see above), or the operator has voluntarily decided to undertake one, or the local planning authority decides that an ES is required if the project is listed in Schedule 2, and an opinion has been sought.

If subsequent to making an application requesting an opinion on the requirement for an ES, the planning authority decides that an ES is required, they must provide a written statement giving clear and precise reasons for their decision. If the operator is dissatisfied with the planning authorities decision, he may refer the matter to the Secretary of State.

Preparing the ES
The operator must firstly consult with the relevant consultees, as notified to the operator by the planning authority. The planning authority will notify the statutory consultees for the project and also inform the operator of who the consultees are. Once notified, the consultees are required to provide the operator with any information in their possession which is likely to be relevant to the preparation of the ES. However, it is the operator's responsibility to approach the consultees and request the information. The operator may wish to consult with a wider group than just those statutory consultees identified by the planning authority. Early consultation is recommended.

Secondly, prepare the ES in accordance with the requirements of the Regulations. Schedule 4 to the Regulations details the required contents of the Environmental Statement. The planning guidance notes, give good guidance on the EIA process.

Submitting the ES and Planning Application

The completed ES should be submitted to the planning authority along with the planning application. The operator is also required to publish a notice in a local newspaper and to post notices on the site indicating where and when the ES may be inspected. The place should be in the locality of the project and the ES should be available for inspection at reasonable hours.

The operator is required to provide the planning authority with sufficient copies of the ES to enable one to be sent to each of the statutory consultees. In addition, the operator should make a reasonable number of copies of the ES available for sale to members of the public. A reasonable charge reflecting printing and distribution costs may be made.

Subsequent to the submission of the ES, further consultation between the planning authority and the operator may be necessary to consider comments made by the consultees, and possible amendments to the ES to meet objections that have been raised.

When determining the application, the planning authority cannot take the view that a planning application is invalid because they consider that an inadequate ES has been submitted. In that event the planning authority should request the operator to supplement his initial ES. If the operator fails or is unable to do so, it will be for the planning authority to decide whether to refuse permission.

When to Submit
The operator’s planning authority are required to determine a planning application which has been accompanied by an ES within 16 weeks of receiving them.
Possibility for Overturning of Consent
The operator has the right to appeal to the Secretary of State against an adverse decision by a planning authority. The information that the ES contains will be among the material considerations which an Inspector will take into account when considering an appeal. The Secretary of State and his Inspectors, like the planning authority, have power to request the operator to provide further information where they consider that the ES is inadequate as it stands. Any additional information provided by the operator in response to a request will be made available to all parties to an appeal.
Preliminary consultation
Early informal consultation with interested parties is highly recommended rather than waiting for the period of formal consultation (see below). Organisations that should be considered for early consultation include:
  • English Heritage or Historic Scotland;
  • Natural England, Countryside Commission for Wales or Scottish Natural Heritage;
  • Environment Agency or Scottish Environmental Protection Agency;
    Crown Estate Office;
  • Other transport industries including British Telecom, Railtrack, Public Electricity Supply Companies, Oil and Pipelines Agency, and local Coal Authorities;
  • Country Landowners Association or Scottish Landowners Federation;
  • National Farmers Union or National Farmers Union of Scotland and other local equivalents;
  • Farming and Rural Conservation Agency (England) or Farming and Wildlife Advisory Group (FWAG) (Scotland);
  • Local planning authorities; and
  • Health and Safety Executive.
Performance Standards Back to Top
Conditions in Consent ES approval and project approval are likely to contain conditions, in particular the expectation that commitments made in terms of environmental impact mitigation and management within the ES will be adhered to.
Habitats Directive and Birds Directive
The planning authority is obliged to take proper account of the obligations stemming from the Birds and Habitats Directives to protect and conserve the marine environment.
Transboundary Effects If the project is likely to have significant transboundary effects these must be addressed in the EIA and reported in the ES.
Sampling/Monitoring Requirements Back to Top
  Not directly applicable.
Reporting Requirements Back to Top
  Not directly applicable.
Non Compliance Back to Top
Operating in breach of requirements
If a project listed in Schedule 1 or 2 of the Regulations is undertaken without having a planning application and where applicable an ES approved the operator will be prosecuted.
Renewal and Variation Back to Top
Renewal
Planning approval will set a timescale for the project to go ahead. If the project does not go ahead within this time then a new application/renewal of ES will be required.

Any project variation that may alter the findings of the EIA undertaken must be notified to the planning authority. They may request additional environmental information to be supplied. For significant variations, they may request an additional EIA be undertaken and ES submitted as this may qualify as a project modification.

Pending Legislation Back to Top
Environmental Liability Directive 2004/35/EC

The Environmental Liability Directive was adopted in 2004 and was required to be implemented by 30 April 2007.  The Directive enforces strict liability for prevention and remediation of environmental damage to ‘biodiversity’, water and land from specified activities and remediation of environmental damage for all other activities through fault or negligence. 

DEFRA undertook a consultation on draft Regulations and guidance on UK implementation of the Environmental Liability Directive 2004/35/EC. Further information on implementation of the Directive can be found on the DEFRA website.

Scottish Government has launched a 2nd Consultation on implementation of the Environmental Liability Directive. Closing Date for Responses 8 August 2008.

Espoo Convention

The 2nd Amendment to the Espoo Convention was adopted in 2004. Once in force, it will allow affected Parties to participate in EIA scoping, require reviews of compliance and enable contracting parties to revise the list of activities covered by the Convention in Appendix I.

Snippets Back to Top
Scottish Planning Policy - Historic Environment

The consultative draft SPP 23 Planning and the Historic Environment will consolidate, clarify and supercede existing planning policy guidance in NPPG 5 Archaeology and Planning and NPPG 18 Planning and the Historic Environment

EU action over delayed implementation of Environmental Liability Directive The European Commission has decided to refer nine Member States including the UK to the European Court of Justice for failing to transpose the EU directive on liability for damage to the environment into their domestic law. The deadline was 30 April 2007. Read more
Natural England has set a 'Green Test 'for new developments Wildlife rich green spaces must be at the heart of all new development for the benefit of the natural environment and people's health and wellbeing, as 20 new Growth Points around the country are announced by the Department for Communities and Local Government. Read More.

 

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